SOX & Control Manager at NatWest Group in UK

Job Description:

NatWest Group, a leading financial services organization, is seeking a highly skilled and experienced SOX & Control Manager to join our team. As a SOX & Control Manager, you will play a critical role in ensuring compliance with Sarbanes-Oxley Act (SOX) requirements and implementing effective control frameworks. This is an exciting opportunity to contribute to the governance and risk management initiatives of the organization.

Job Details

Employer Name: NatWest Group

Job Location: Edinburgh, EH12 1HQ, UK

Job Position: SOX & Control Manager

No. of Vacancies: 1

Term of Employment: Permanent

Salary: £15.00-£20.00 Hourly

Education

• General

Experience

• 1-2 years of Experience

Responsibilities:

1. SOX Compliance: Lead and manage the end-to-end SOX compliance program, ensuring adherence to SOX requirements and industry best practices. Develop and maintain a robust control framework and testing methodology.
2. Control Assessment: Perform risk assessments and control evaluations to identify control deficiencies, potential risks, and gaps in the control environment. Implement remediation plans to address identified issues.
3. Process Improvement: Collaborate with stakeholders to identify opportunities for process improvements and control enhancements. Drive initiatives to streamline processes, automate controls, and strengthen the overall control environment.
4. Stakeholder Engagement: Build and maintain strong relationships with internal stakeholders, including business units, finance teams, and risk management functions. Provide guidance and support on control-related matters, promoting a culture of control awareness and accountability.
5. Control Testing: Coordinate and perform control testing activities, including walkthroughs, sample testing, and control effectiveness assessments. Ensure accurate documentation of control testing results and work with relevant teams to address any deficiencies.
6. Training and Awareness: Develop and deliver training programs to raise awareness of control objectives and requirements among employees. Provide guidance on control-related matters and promote a strong control culture throughout the organization.
7. Reporting and Communication: Prepare and present reports on control status, findings, and recommendations to senior management and relevant governance committees. Communicate control-related issues, progress, and initiatives effectively to stakeholders.

Requirements:

• Degree in Accounting, Finance, or a related field. Professional certifications such as CPA, ACCA, or CIMA are desirable.
• Extensive experience in SOX compliance, internal controls, or risk management, preferably within the financial services industry.
• Thorough understanding of SOX requirements, control frameworks, and risk management principles.
• Strong knowledge of financial and operational processes, with the ability to assess control effectiveness and identify control deficiencies.
• Excellent analytical and problem-solving skills, with the ability to think strategically and provide practical solutions.
• Effective project management skills, with the ability to manage multiple projects and priorities simultaneously.
• Excellent communication and interpersonal skills, with the ability to build relationships and influence stakeholders at various organizational levels.
• Strong attention to detail and accuracy in documentation and reporting.
• Proficiency in using control testing tools and software.
• Commitment to continuous learning and staying updated with regulatory requirements and industry trends.

To apply for this position, please submit your CV and a cover letter highlighting your relevant experience in SOX compliance and control management.

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